CUSTOMER COMPLAINT PROCESS POLICY – CLARA RISUS, LLC

NMLS 2739485 

CUSTOMER COMPLAINT PROCESS POLICY Effective Date: June 1, 2026 

1. Purpose 

Clara Risus LLC is committed to providing fair, respectful, and professional service to every  customer. This Complaint Process Policy establishes a simple and accessible process for  customers to raise concerns, ask questions, and seek resolution. 

All customers are treated equally and fairly. 

2. How to Submit a Complaint 

Customers may submit a complaint or concern by email: 

Email: info@clararisus.com 

To help us investigate and resolve the matter efficiently, customers should include: 

  • Full name 
  • Contact information 
  • Account or reference number, if applicable 
  • A description of the complaint or concern 
  • Relevant dates and amounts 
  • Copies of supporting documents, if available 
  • The resolution or assistance being requested 

3. Complaint Review 

Upon receiving a complaint, Clara Risus LLC will review the information provided and  determine the appropriate course of action. 

Each complaint will be reviewed individually and handled in a fair, professional, and consistent  manner. 

Clara Risus LLC will not discriminate against or retaliate against a customer for submitting a  legitimate complaint or raising a good-faith concern.

4. 72-Hour Resolution Commitment 

5. Resolution 

Depending on the circumstances, a resolution may include: 

  • Correction of an error; 
  • Explanation or clarification of an account or transaction; 
  • Adjustment or correction when appropriate; 
  • Additional documentation or information; 
  • Other appropriate corrective action; or 
  • An explanation of why the requested action cannot be taken. 

Clara Risus LLC will provide the customer with a clear explanation of the resolution when  appropriate. 

6. Escalation 

If a customer is not satisfied with the initial response, the customer may request that the  complaint be reviewed by management. 

The customer may submit the request for escalation to: 

javier.mozca@clararisus.com 

The customer should reference the original complaint and explain why additional review is  requested. 

7. Recordkeeping and Compliance 

Clara Risus LLC will maintain appropriate records of customer complaints, investigations,  responses, and resolutions as required by applicable law and company policy. 

Complaint information may be reviewed periodically to identify recurring issues, improve  customer service, and identify potential compliance concerns. 

8. Equal and Fair Treatment 

Clara Risus LLC believes that all customers are equal and deserve to be treated with dignity,  respect, and fairness. 

Complaint decisions will be based on the facts and circumstances of each case and applicable  company policies and laws—not on discriminatory or otherwise prohibited considerations.

9. Our Commitment 

Clara Risus LLC is committed to: 

Listen. Investigate. Respond. Resolve. 

Our goal is to address customer concerns promptly and fairly, with a commitment to providing a  resolution within 72 hours whenever reasonably possible

Clara Risus LLC 

NMLS 2739485 

Complaint Email: info@clararisus.com 

Effective Date: June 1, 2026

Other related documents