UDAAP / UDAP POLICY – CLARA RISUS, LLC

NMLS 2739485 

Unfair, Deceptive, or Abusive Acts or Practices 

Effective Date: June 1, 2026 

1. Purpose 

Clara Risus LLC is committed to treating every customer fairly, honestly, and respectfully. The  purpose of this policy is to prevent unfair, deceptive, or abusive acts or practices  (UDAAP/UDAP) in connection with our products, services, communications, and customer  relationships. 

2. Equal Treatment 

All customers are equal. 

Clara Risus LLC will provide customers with fair and consistent treatment and will not  intentionally treat one customer less favorably than another based on prohibited discriminatory  factors or other unlawful considerations. 

Customers will be evaluated based on legitimate business and credit-related criteria applicable to  their individual circumstances. 

3. Fair and Honest Communications 

Clara Risus LLC will strive to ensure that information provided to customers is: 

  • Accurate and truthful. 
  • Clear and understandable. 
  • Not misleading or deceptive. 
  • Consistent with the actual terms and conditions of the customer’s agreement.
  • Provided in a manner that allows customers to understand important costs, obligations,  and conditions. 
  • Material terms and conditions should not be hidden or presented in a manner designed to mislead  a reasonable customer.

4. No Unfair or Abusive Practices 

Clara Risus LLC will not intentionally engage in practices that cause or are likely to cause  substantial consumer injury that cannot reasonably be avoided, when the injury is not  outweighed by applicable benefits to consumers or competition. 

Clara Risus LLC will also avoid practices that materially interfere with a customer’s ability to  understand the terms or conditions of a financial product or service or that take unreasonable  advantage of a customer’s lack of understanding, inability to protect their interests, or reasonable  reliance on the company. 

5. Customer Complaints 

Customers may raise questions or complaints regarding their account, payments, credit decisions,  disclosures, or treatment by Clara Risus LLC. 

Complaints will be reviewed in a fair and timely manner. Clara Risus LLC will not intentionally  retaliate against a customer for raising a legitimate concern or exercising a legal right. 

6. Employee and Management Responsibility 

Employees, representatives, and management of Clara Risus LLC are expected to: 

  • Treat customers fairly and respectfully. 
  • Provide accurate information. 
  • Follow approved policies and procedures. 
  • Avoid misleading statements or omissions. 
  • Clearly communicate material terms and conditions. 
  • Escalate potential compliance concerns or customer complaints to management.

7. Compliance Commitment 

Clara Risus LLC will periodically review its policies, procedures, communications, and customer  interactions to identify and address potential UDAAP/UDAP risks. 

Our commitment is simple: 

Every customer deserves fair, honest, respectful, and equal treatment. Clara Risus LLC looks at the customer as a person—not simply as a number. 

Clara Risus LLC 

NMLS 2739485

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